Nigerian Seminars and Trainings

Search conferences, training, seminars, courses and workshops in Nigeria and around the world

business logo

Banks Internal Control and Compliance

By: TSI Limited

Lagos State, Nigeria

09 - 11 Oct, 2017  3 days

Follow Event

  

NGN 250,000

This training course aims to provide a complete overview of a bank's internal controls and compliance activities. Alternation between theoretical notions and practical simulations aims to provide a hands-on knowledge of the training course elements

 Learning Objectives:

At the end of this session, participants will be able to:

  • Handle the intricacies of bank internal control and regulatory compliance in order to avoid sanctions, financial and reputational losses.

Course Outline

  • Regulatory framework and conditions of practice
    • Internal controls requirements
    • Internal controls system : risk mapping, distinction between continuous control and periodical controls
    • Compliance : definition, scope, links with other control departments
  • Application : comparative analysis of the internal controls organization and the compliance departments of several major banks
  • Auditing - strategy, procedures, results
    • Elaboration of an audit program
    • Drafting the audit questionnaire
    • Conducting interviews and validation tests
    • Drafting the audit report
  • Application : analysis of an audit report on a compliance department
  • Banking operation cycles
    • Means of payment
    • Credits and liabilities
    • Client deposits
  • Financial operation cycles and cross-department activities
    • Market operators : front office, middle office, back office
    • Other financial operations : operations for own account, operations for clients
    • Support departments : legal, human resources, communication, marketing
Digital Age Halls,Capital Building,332,Ikorodu Road,Idiroko Bus Stop,Near LASU Anthony Lagos. Oct 09 - 11 Oct, 2017
NGN 250,000.00
(Convert Currency)

+1-646-202-8832, 08033467639, 08023019508

Related Courses
Bond and Fixed Income Trading Workshop Bond and Fixed Income Trading Workshop

3 days, 19 - 21 Oct, 2017 

2017-10-19 12:10:00
Lagos State, Nigeria

TSI Limited

The global corporate and government bond markets have experienced a renewal of substantial rates of growth in issuance since the global financial crisis, the result of a variety of factors-increased ...

Investment Skill Management Investment Skill Management

3 days, 06 - 08 Dec, 2017 

2017-12-06 12:12:00
Lagos State, Nigeria

TSI Limited

In finance, investment is the commitment of funds by buying securities or other monetary or paper (financial) assets in the money markets or capital markets, or in fairly liquid real assets, such as ...

Crowd Management and Control Course Crowd Management and Control Course

3 days, 06 - 08 Nov, 2017 

2017-11-06 12:11:00
Lagos State, Nigeria

TSI Limited

Managing a huge gathering (in airports, banks, sports and recruitment centers, religious and worship places, traditional/annual festivals, carnivals etc.) is a tough row to hoe and it necessitates ...

Treasury Products Workshop Treasury Products Workshop

3 days, 26 - 28 Oct, 2017 

2017-10-26 12:10:00
Lagos State, Nigeria

TSI Limited

A sound knowledge of treasury products, both on the asset and liability side of the balance sheet, and the regulatory framework in which they exist, is a pre-requisite to understanding the risks that ...