Operational risk has become a critical focus in financial services due to regulatory pressure, digital transformation, and increased exposure to fraud and cybercrime. This seminar equips participants with the skills, frameworks, and tools to identify, measure, monitor, and mitigate operational risks. It integrates Basel III/IV principles, risk culture development, and real-world lessons from operational risk failures.

Detailed Modules:

1. Understanding Operational Risks in Banking and Finance – Risks from people, systems, processes, and external events.
2. Regulatory Expectations and Basel Standards – Basel II/III/IV updates, stress testing requirements, and loss event data.
3. Risk Control Self-Assessments (RCSAs) – Designing and executing effective RCSA processes.
4. Key Risk Indicators (KRIs) and Metrics – Developing early-warning signals and monitoring dashboards.
5. Fraud and Cyber-Enabled Risk – Protecting against internal and external fraud schemes.
6. Operational Resilience Programs – Ensuring business services can continue during disruptions.
7. Case Studies – Operational risk failures (e.g., rogue trading, compliance fines, IT system collapses).

Target Audience: CROs, compliance officers, bank executives, regulators, auditors, and internal control managers.

Outcomes: Participants will gain practical skills to design robust operational risk frameworks, improve regulatory alignment, and minimize financial and reputational losses.

Course Booking

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