This course provides an in-depth exploration of key regulatory and compliance frameworks essential for effective governance within regulated industries. Participants will gain critical insights into:

• Fundamental Principles of Regulation and Compliance
  Understanding core regulatory concepts and compliance obligations across sectors.
• Personal and Vicarious Liability for Non-Compliance
  Examining legal exposures faced by individuals and organizations for breaches.
• Roles, Powers, Duties, and Liabilities of Regulatory Authorities
  Using the Nigerian Communications Commission (NCC) as a case study to illustrate the operational scope of regulators.
• Designing and Implementing Internal Compliance Frameworks
  Developing robust compliance policies and drafting Standard Operating Procedures (SOPs) tailored to organizational needs.
• Mitigating Corruption and Money Laundering Risks
  Implementing effective safeguards within regulatory environments to ensure integrity and transparency.
• Data Protection Compliance under the Nigerian Data Protection Act, 2023
  Understanding organizational responsibilities and obligations related to personal data handling.
• Tax Compliance and Risk Management Strategies
  Leveraging best practices for managing tax-related risks and ensuring regulatory adherence.

This course is ideal for compliance officers, legal advisers, regulatory affairs professionals, and senior management seeking to strengthen organizational compliance posture and mitigate regulatory risks.

Course Booking

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